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Exempt market dealer
Results: 401

#	Item
81	Settlement Agreement[removed]Re: Blair Stonewall Jackson Roche Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2014-10-03 15:17:31 Mutual Fund Dealers Association Business Economics Exempt market dealer Finance Investment
82	Comment Letter - Small Investor Protection Association Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2014-09-25 10:16:57 Mutual fund fees and expenses Collective investment scheme Mutual fund Exchange-traded fund Index fund Non-reporting issuer Exempt market dealer Financial economics Investment Financial adviser
83	Comment letter from Greg Pollock & David Juvet (Advocis) dated June 18, 2014; Re CSA Notice and Request for Comment - Propectus and Registration - Introduction of Proposed Prospectus Exemptions and Proposed Reports o Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2014-09-17 09:18:36 Stock market Securities Non-reporting issuer Prospectus Exempt market dealer Canadian securities regulation Crowd funding Mutual fund Security Financial economics Finance Investment
84	Comment Letter - The Investment Funds Institute of Canada Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2014-09-25 10:16:56 Business Exempt market dealer Economics Mutual Fund Dealers Association Investment Finance
85	Comment Letter - Kenmar Associates Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2014-09-25 10:16:57 Exempt market dealer Collective investment scheme Mutual fund fees and expenses Index fund Canadian securities regulation Exchange-traded fund Hedge fund Non-reporting issuer Financial economics Investment Financial adviser
86	Comment Letter - FAIR Canada Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2014-09-25 10:16:56 Canadian securities regulation Exempt market dealer Ombudsman for Banking Services and Investments Mutual Fund Dealers Association Securities Commission Business Canada Economics Finance Investment Canadian law
87	Notice of Amendments to NI[removed]Registration Requirements and Exemptions Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:02:15 Investment Financial statements Financial regulation International Financial Reporting Standards Exempt market dealer Generally Accepted Accounting Principles Canadian securities regulation Institute of Chartered Accountants of India Regulation S-X Accountancy Finance Business
88	Microsoft Word - MFDADOCS-#[removed]v3-R_2_2_1_P_2_Amendments__SRO_Notice_.DOC Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2011-07-11 12:49:05 Financial Industry Regulatory Authority Business Financial economics Money Investment Policy Statement Exempt market dealer Finance Mutual Fund Dealers Association Investment
89	Frequently Asked Questions: Regulation[removed]respecting Registration Requirements and Exemptions and Related Regulations updated as of February 5, 2010 Background This list of frequently asked questions (FAQs) is compil Add to Reading List Source URL: www.lautorite.qc.ca Language: English - Date: 2012-01-01 19:34:11 Exempt market dealer Securities Act Hedge fund Accredited investor Prospectus Collective investment scheme Mutual fund Non-reporting issuer Financial economics Investment Finance
90	Rules Notice Request for Comments Please distribute internally to: Institutional Legal and Compliance Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-02-08 10:55:03 Self-regulatory organizations Financial services Financial markets Investment Exempt market dealer Investment Industry Regulatory Organization of Canada Canadian Investor Protection Fund Financial Industry Regulatory Authority Financial regulation Financial economics Finance Business

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